Available as a Cloud-based system and with integrations with multiple fund admins and prime-brokers, plus integrated security data, plug-and-play rule cards and reporting. We can have you up and running in days with our best of breed solutions.
Get in touch and weāll happily give you an immediate demo!
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”UCITS INVESTMENT COMPLIANCE” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:12px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
We offer out-of-the box coverage of the UCITS rules as well as other regulatory rules (Non-UCITS rules, US 1940 Act, Canadian Mutual fund rules etc).
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” bg_color=”#f4f4f4″ padding=”padding:30px;”]
[ultimate_heading main_heading=”SHAREHOLDER DISCLOSURES MONITORING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:15px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
Funds-Axis Shareholder Disclosures provides automated monitoring of global shareholder disclosure rules across 80+ countries on a single platform.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”DEPOSITARY CASH FLOW MONITORING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:15px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
Our solution for Depositaries is an out-of-the-box system for investment compliance, regulatory reporting and cash flow monitoringĀ ensuring compliance with UCITS V and AIFMD.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”US 1940 ACT COMPLIANCE” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:12px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
Funds-Axis provides fully automated investment compliance for 1940 Act funds, with no fuss. This is kept fully up-to-date including for SEC proposals on Asset Segregation and Liquidity Monitoring.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”13F REPORTING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:12px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
Our 13F solution takes the complexities of 13F Reporting and makes it a fully automated, quick, simple and transparent process. It is available as a stand-alone service or as part of a comprehensive suite of regulatory reporting solutions.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”UCITS VALUE-AT-RISK ANALYSIS” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”]
[/ult_content_box]
[/ultimate_heading]
We have teamed with Statpro to make available best-of-breed Value-at-Risk Analysis available to our clients. We can offer you standalone VaR, or VaR as a bolt on to UCITS Investment Compliance and/or AIFMD Annex IV Reporting.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”AIFMD ANNEX IV REPORTING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:12px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
Our solution for AIFMD Annex IV Reporting is market leading and comprehensive. It enables organisations to rapidly comply with the AIFMD requirements in respect of leverage, liquidity monitoring, risk management and regulatory reporting, without implementation costs or delay.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”s. 793 REPORTING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:15px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
With a full history of all holdings, we enable you to quickly respond to s. 793 requests. Simply select the date and issuer (or relevant instruments) to see a detailed analysis of all holdings in relevant instruments.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”FCA DERIVATIVES USE REPORTING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:12px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
We offer a fully automated solution in addition toĀ a simple excel to xml conversion solution to ensure compliance with FCA Derivatives Use Reporting.
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”OPEN PROTOCOL REPORTING” sub_heading_color=”#14a9ff” sub_heading_style=”font-weight:bold;” main_heading_margin=”margin-bottom:15px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:26px;” main_heading_style=”font-weight:bold;”][/ultimate_heading]
[/ult_content_box]
On request, we are able to provide a full Open ProtocolĀ reporting service, including all necessary risk calculations, data enrichment, data aggregation and population of theĀ Open ProtocolĀ templates.