AuditComply Investment Management RegTech

MANAGING RISK AND GOVERNANCE
ENSURE COMPLIANCE WITH GLOBAL FINANCIAL REGULATIONS AND STANDARDS

With the demands of increasing levels of industry regulation, AuditComply helps manage the cost of compliance. AuditComply provides the best practise for your everyday compliance requirements ensuring greater control, better insights and management of your auditing process.

MANAGING RISK AND GOVERNANCE
ENSURE COMPLIANCE WITH GLOBAL FINANCIAL REGULATIONS AND STANDARDS

With the demands of increasing levels of industry regulation, AuditComply helps manage the cost of compliance. AuditComply provides the best practise for your everyday compliance requirements ensuring greater control, better insights and management of your auditing process.

[bsf-info-box icon=”Defaults-calendar” icon_size=”37″ icon_color=”#ffffff” icon_style=”circle” icon_color_bg=”#ff7230″ title=”SCHEDULE AND MANAGE DAILY MONITORING CHECKS” pos=”square_box” box_min_height=”250″ box_border_style=”solid” box_border_width=”1″ box_border_color=”#3b3b3b” box_bg_color=”#ffffff” title_font_style=”font-weight:bold;” title_font_size=”desktop:20px;” title_font_line_height=”desktop:24px;”]Ensure timely submissions with automated reminders and alerts with AuditComply[/bsf-info-box]
[bsf-info-box icon=”Defaults-rocket” icon_size=”37″ icon_color=”#ffffff” icon_style=”circle” icon_color_bg=”#ff7230″ title=”SPEED UP AND IMPROVE REGULATORY PROCESSES” pos=”square_box” box_min_height=”250″ box_border_style=”solid” box_border_width=”1″ box_border_color=”#3b3b3b” box_bg_color=”#ffffff” title_font_style=”font-weight:bold;” title_font_size=”desktop:20px;” title_font_line_height=”desktop:24px;”]Safeguard your regulatory processes and automate compliance tasks[/bsf-info-box]
[bsf-info-box icon=”Defaults-gavel legal” icon_size=”37″ icon_color=”#ffffff” icon_style=”circle” icon_color_bg=”#ff7230″ title=”IMPROVE COMPLIANCE & MITIGATE RISK” pos=”square_box” box_min_height=”250″ box_border_style=”solid” box_border_width=”1″ box_border_color=”#3b3b3b” box_bg_color=”#ffffff” title_font_style=”font-weight:bold;” title_font_size=”desktop:20px;” title_font_line_height=”desktop:24px;”]Reduce operational risk and simplify your reporting obligations, simplifying the compliance process[/bsf-info-box]
AuditComply Investment Management RegTech
AuditComply Investment Management RegTech

FEATURES INCLUDE:

  • Alerts for late submissions and every action time and date stamped

  • Live visibility of captured data and real-time detailed reports

  • Customize and colour code alert messages based on users responses

  • Ensure timely close-out of tasks with automated alerts and reminders

BENEFITS INCLUDE:

  • Ensure compliance with regulatory requirements and SLAs

  • Historical reporting for analysis and evidence of procedural compliance

  • Display messages to guide staff in following industry requirements

  • Drive accountability, efficiency and compliance

AuditComply Investment Management RegTech

TO FIND OUT MORE ABOUT OUR AUDITCOMPLY INVESTMENT MANAGEMENT REGTECH SOLUTION OR TO BOOK A DEMO, PLEASE CONTACT US ON
+44(0)28 9032 9736 OR INFO@FUNDS-AXIS.COM

+44 (0)28 9032 9736     CONTACT US

TO FIND OUT MORE ABOUT OUR AUDITCOMPLY INVESTMENT MANAGEMENT REGTECH SOLUTION OR TO BOOK A DEMO, PLEASE CONTACT US ON +44(0)28 9032 9736 OR INFO@FUNDS-AXIS.COM

+44 (0)28 9032 9736     CONTACT US