THE NEW REPORTING REQUIREMENTS ARE FULLY SUPPORTED BY FUNDS-AXIS THROUGH OUR DEPOSITARY CASH FLOW MONITORING SOFTWARE.
Our monitoring solution for Depositaries is an out-of-the-box system for investment compliance, regulatory reporting and cash flow monitoring.
It provides the following functionalities to ensure compliance with UCITS V and AIFMD:
- Transaction Register functionality
- Easily capture all non-custody assets – including derivatives, deposits, private equity, real estate
- Links to related documents
- Automated and manual input, to include multiple file formats from multiple brokers / counterparties
- Automated monitoring of all fund cash flows
- Monitor against limits, frequency, approved payees etc…
- Monitoring for non-timely settlement of cash flows
- Monitoring of all UCITS investment rules, prospectus and other limits
- On-going monitoring of AUM vs relevant “threshold limits”
- Leverage Monitoring and Reporting on both Gross Method and Commitment Method
- Liquidity Monitoring and Reporting – considering assets and investor dealing activity
- Automated Production of Investor Disclosures and Regulatory Reporting
- Monitoring and reporting for Portfolio Company Holding Disclosures
- Capture of AIF’s risk profile and monitoring of Internal Risk Limits
- Automated checks to meet requirements for oversight of Fund valuation
- Monitoring for large movers, stale prices, unquoted and suspended stocks, expense accruals etc…
- Derivatives re-pricing
- Capture all subscription and redemption / creation and cancellation instructions
- Reconcile instructions to cash-flows, including on an aggregated basis
- Suite of reports to easily analyse exposure to markets, issuers, brokers and counterparties
- Collateral monitoring, including for excess collateral
- Stock and Cash reconciliations framework – to support reconciliation between Fund Accounting and Custody records
- Value at Risk Monitoring, in association with Statpro
- Stress Testing and Back-testing