Sanctions List Monitoring Software

[bsf-info-box icon_type=”custom” icon_img=”id^82645|url^https://portal-dev.funds-axis.com/fa/wp-content/uploads/sites/2/2018/09/icon.png|caption^null|alt^null|title^icon|description^null” img_width=”60″ icon_style=”circle” icon_color_bg=”#3b3b3b” title=”RISK BASED IDENTIFICATION OF STOCKS IN PARTICULAR COUNTRIES / SECTORS” pos=”square_box” box_min_height=”250″ box_border_style=”solid” box_border_width=”1″ box_border_color=”#ff7230″ box_bg_color=”#ff7230″ title_font_style=”font-weight:bold;” title_font_size=”desktop:20px;” title_font_line_height=”desktop:24px;” title_font_color=”#ffffff” desc_font_color=”#ffffff”]This can flag exposures to specific sectors and domiciles, including on a look-through basis to the parent issuers, underlyings of depositary receipts and other financial instruments.[/bsf-info-box]

[bsf-info-box icon_type=”custom” icon_img=”id^82645|url^https://portal-dev.funds-axis.com/fa/wp-content/uploads/sites/2/2018/09/icon.png|caption^null|alt^null|title^icon|description^null” img_width=”60″ icon_style=”circle” icon_color_bg=”#3b3b3b” title=”LIST BASED MONITORING OF STOCKS AND ISSUERS” pos=”square_box” box_min_height=”250″ box_border_style=”solid” box_border_width=”1″ box_border_color=”#ff7230″ box_bg_color=”#ff7230″ title_font_style=”font-weight:bold;” title_font_size=”desktop:20px;” title_font_line_height=”desktop:24px;” title_font_color=”#ffffff” desc_font_color=”#ffffff”]In respect of list based monitoring:

• We maintain a list of cluster munition stocks, based on several data sources, including the Luxembourg CSSF FDC Exclusion List.

• We can also monitor against any “black list”/ “white list”, including for sanctions stocks

We are also able to support systematic testing where the client subscribes for other external data lists, where these include stock sedols / isin or issuer codes.[/bsf-info-box]

[bsf-info-box icon_type=”custom” icon_img=”id^82645|url^https://portal-dev.funds-axis.com/fa/wp-content/uploads/sites/2/2018/09/icon.png|caption^null|alt^null|title^icon|description^null” img_width=”60″ icon_style=”circle” icon_color_bg=”#3b3b3b” title=”MANUAL REVIEW AND WHITE LIST MONITORING” pos=”square_box” box_min_height=”250″ box_border_style=”solid” box_border_width=”1″ box_border_color=”#ff7230″ box_bg_color=”#ff7230″ title_font_style=”font-weight:bold;” title_font_size=”desktop:20px;” title_font_line_height=”desktop:24px;” title_font_color=”#ffffff” desc_font_color=”#ffffff”]Dependent upon volumes, we can also provide manual monitoring service where all new securities are manually verified against various industry lists including the US SDN list and are then added to a “White List” of approved stocks.

US Dept Treasury – Specially Designated Nationals And Blocked Persons List[/bsf-info-box]