[ultimate_heading main_heading=”WE PROVIDE OUTSOURCED UCITS ELIGIBLE ASSETS CHECKING SOFTWARE FEATURING AUTOMATED CONTROLS PLUS MANUAL ANALYSIS.” heading_tag=”h1″ main_heading_color=”#ff7230″ alignment=”left” main_heading_style=”font-weight:bold;” main_heading_font_size=”desktop:25px;” main_heading_line_height=”desktop:31px;” main_heading_margin=”margin-bottom:18px;”][/ultimate_heading]
- Transferable securities
- Close-ended funds
- Money Market instruments
- Open ended UCIs
- Financial derivatives instruments
- Embedded derivatives
- Deposits
- Indices
- EPM techniques and instruments
[ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″]
[ultimate_heading main_heading=”AUTOMATED MONITORING” main_heading_color=”#ff7230″ sub_heading_color=”#878786″ alignment=”left” main_heading_margin=”margin-bottom:12px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:24px;” main_heading_style=”font-weight:bold;” sub_heading_font_size=”desktop:14px;” sub_heading_line_height=”desktop:18px;”]
[/ult_content_box]
Monitoring high volumes of instruments using quantitative criteria, via our Investment Compliance solution. Includes identification of new instruments invested into and workflow for asset eligibility assessments.
Data Sources used to identify potentially ineligible assets include:
Market data for fund types, asset type, issuer, exchange section / unlisted status, trading volumes, credit rating, price spreads, days since last price and maturity dates.
Independent analysis – UCITS equivalence, 10% check, independent custody, index eligibility.
Cost: Investment Compliance Monitoring costs apply.
[/ultimate_heading][ult_content_box box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” hover_box_shadow=”horizontal:px|vertical:px|blur:px|spread:px|color:#f7f7f7|style:none|” padding=”padding:30px;” bg_color=”#f4f4f4″ min_height=”736″]
[ultimate_heading main_heading=”MANUAL ANALYSIS” main_heading_color=”#ff7230″ sub_heading_color=”#878786″ alignment=”left” main_heading_margin=”margin-bottom:15px;” main_heading_font_size=”desktop:20px;” main_heading_line_height=”desktop:24px;” main_heading_style=”font-weight:bold;” sub_heading_font_size=”desktop:14px;” sub_heading_line_height=”desktop:18px;”]
[/ult_content_box]
Manual analysis and review of UCITS asset eligibility at specific instrument level:
Eligibility of assets for UCITS is checked according to ESMA requirements; and
Fully documented and transparent process, including detailed decision tree documentation.
We have reviewed hundreds of CIS, structured products and indices for managers, depositaries and product providers.
Cost: Variable, depending on the complexity of the instrument and the level of documentation required.
[/ultimate_heading]